SR-FINRA-2009-046
Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to correct or update certain cross-references within certain FINRA rules that have been adopted in the consolidated FINRA rulebook.
| Text of Proposed Rule Change | (PDF 57 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 50 KB) |