SR-FINRA-2009-053
Proposed Rule Change to Amend Incorporated NYSE Rules 12 and 282 to Conform to Amendments Made by NYSE
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Incorporated NYSE Rules 12 (“Business Day”) and 282 (Buy-in Procedures) to conform to rule changes by the New York Stock Exchange, LLC (“NYSE”) to its versions of Rules 12 and 282.
| Text of Proposed Rule Change | (PDF 63 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 57 KB) |