SR-FINRA-2009-057
Proposed Rule Change Relating to the FINRA By-Laws to Amend the Personnel Assessment and Gross Income Assessment
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to Section 1(c) of Schedule A to the FINRA By-Laws to amend the Personnel Assessment and Gross Income Assessment paid by each FINRA member.
| Text of Proposed Rule Change | (PDF 140 KB) |
| Federal Register Notice | (PDF 55 KB) |
| Extension No. 1 | (PDF 20 KB) |
| Extension No. 2 | (PDF 20 KB) |
| Response to Comments | (PDF 428 KB) |
| Approval Order | (PDF 83 KB) |