SR-FINRA-2009-060

Proposed Rule Change to Amend FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 8210 to clarify the scope of the rule and to clarify certain issues with regard to service of requests made pursuant to the rule.

Text of Proposed Rule Change (PDF 158 KB)
Federal Register Notice (PDF 61 KB)
Extension No. 1 (PDF 61 KB)
Response to Comments (PDF 31 KB)
Extension No. 2 (PDF 31 KB)
Extension No. 3 (PDF 24 KB)
Amendment No. 1 to Proposed Rule Change (PDF 42 KB)