SR-FINRA-2009-062
Proposed Rule Change to Update Certain Cross-References Within Certain FINRA Rules
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to update certain cross-references within certain FINRA rules to reflect changes adopted in the consolidated FINRA rulebook.
| Text of Proposed Rule Change | (PDF 138 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 59 KB) |