SR-FINRA-2009-076
Proposed Rule Change to Amend the FINRA Rule 9550 Series (Expedited Proceedings)
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to (1) modify various time requirements regarding expedited proceedings, (2) add an expedited proceeding for failure to pay restitution, and (3) harmonize a remedy in an expedited procedure with a remedy in the FINRA By-Laws.
| Text of Proposed Rule Change |
(PDF 76 KB)
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| Amendment No. 1 to Proposed Rule Change |
(PDF 77 KB)
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