SR-FINRA-2009-077

Proposed Rule Change to Restructure Quotation Collection and Dissemination for OTC Equity Securities

Financial Industry Regulatory Authority, Inc. (“FINRA”) (f/k/a National Association of Securities Dealers, Inc. (“NASD”)) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to restructure quotation collection and dissemination for OTC Equity Securities.

Text of Proposed Rule Change (PDF 344 KB)
Federal Register Notice (PDF 65 KB)
Extension No. 1 (PDF 20 KB)
Extension No. 2 (PDF 24 KB)
Extension No. 3 (PDF 24 KB)
Extension No. 4 (PDF 24 KB)
Response to Comments (PDF 56 KB)
Amendment No. 1 to Proposed Rule Change (PDF 100 KB)
Extension No. 5 (PDF 24 KB)
Extension No. 6 (PDF 24 KB)
Extension No. 7 (PDF 24 KB)
Extension No. 8 (PDF 24 KB)
Extension No. 9 (PDF 27 KB)
Extension No. 10 (PDF 23 KB)
Extension No. 11 (PDF 23 KB)
Extension No. 12 (PDF 27 KB)
Extension No. 13 (PDF 31 KB)
Extension No. 14 (PDF 27 KB)
Extension No. 15 (PDF 27 KB)
Extension No. 16 (PDF 27 KB)
Extension No. 17 (PDF 27 KB)
Extension No. 18 (PDF 27 KB)
Extension No. 19 (PDF 27 KB)
Extension No. 20 (PDF 26 KB)
Extension No. 21 (PDF 26 KB)
Extension No. 22 (PDF 26 KB)
Extension No. 23 (PDF 22 KB)
Extension No. 24 (PDF 26 KB)
Extension No. 25 (PDF 30 KB)
Extension No. 26 (PDF 26 KB)
Extension No. 27 (PDF 26 KB)
Extension No. 28 (PDF 23 KB)
Extension No. 29 (PDF 26 KB)
Extension No. 30 (PDF 26 KB)
Extension No. 31 (PDF 26 KB)
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Extension No. 40 (PDF 23 KB)
Extension No. 41 (PDF 27 KB)
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Extension No. 44 (PDF 23 KB)
Extension No. 45 (PDF 23 KB)
Extension No. 46 (PDF 28 KB)
Extension No. 47 (PDF 28 KB)
Extension No. 48 (PDF 28 KB)
Extension No. 49 (PDF 55 KB)
Extension No. 50 (PDF 52 KB)