SR-FINRA-2010-035
Proposed Rule Change to Amend the Discovery Guide and to Make Other Conforming Changes to Rules in the Arbitration Codes
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend the Discovery Guide, which includes Document Production Lists, and to make conforming changes to Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”).
| Text of Proposed Rule Change | (PDF 216 KB) |
| Federal Register Notice | (PDF 74 KB) |
| Extension No. 1 | (PDF 26 KB) |
| Extension No. 2 | (PDF 27 KB) |
| Extension No. 3 | (PDF 27 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 134 KB) |
| Extension No. 4 | (PDF 27 KB) |
| Extension No. 5 | (PDF 27 KB) |
| Extension No. 6 | (PDF 27 KB) |
| Approval Order | (PDF 168 KB) |