SR-FINRA-2011-075		Proposed Rule Change to Amend Rule 13204 of the Industry Code to Preclude Collective Action Claims From Being Arbitrated Under the Industry Code
SR-FINRA-2011-074		Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities
SR-FINRA-2011-073		Proposed Rule Change Relating to Establishing a Governmental Accounting Standards Board Accounting Support Fee
SR-FINRA-2011-072		Proposed Rule Change to Extend a TRACE Pilot Program
SR-FINRA-2011-071		Proposed Rule Change Relating to FINRA’s Trading Activity Fee Rate for Transactions in Covered Equity Securities
SR-FINRA-2011-070		Proposed Rule Change to Amend FINRA Rule 4512 (Customer Account Information)
SR-FINRA-2011-069		Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Agency Pass-Through Mortgage-Backed Securities Traded To Be Announced
SR-FINRA-2011-068		Proposed Rule Change to Amend FINRA Rule 6121.01 (Trading Pauses)
SR-FINRA-2011-067		Proposed Rule Change to Amend the Industry Code of Arbitration Procedure Relating to Whistleblower Claims in Arbitration
SR-FINRA-2011-066		Proposed Rule Change Relating to the Order Audit Trail System Definitions of Index Arbitrage Trade and Program Trade
SR-FINRA-2011-065		Proposed Rule Change to Update Rule Cross-References within Certain FINRA Rules
SR-FINRA-2011-064		Proposed Rule Change to Adopt FINRA Rule 4524 (Supplemental FOCUS Information) and Proposed Supplementary Schedule to the Statement of Income (Loss) Page of FOCUS Reports
SR-FINRA-2011-063		Proposed Rule Change Relating to Amendments to the Order Audit Trail System Rules
SR-FINRA-2011-062		Proposed Rule Change to Repeal Incorporated NYSE Rule 2A (Jurisdiction)
SR-FINRA-2011-061		Proposed Rule Change to Expand the Exception Relating to Transfers of Proprietary Securities Positions in Connection with Certain Corporate Control Transactions
SR-FINRA-2011-060		Proposed Rule Change to Amend the Implementation Provision in FINRA Rule 1230(b)(6) (Operations Professional)
SR-FINRA-2011-059		Proposed Rule Change to Adopt FINRA Rule 3230 (Telemarketing) in the Consolidated FINRA Rulebook
SR-FINRA-2011-058		Proposed Rule Change to Amend FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)
SR-FINRA-2011-057		Proposed Rule Change to Adopt New FINRA Rule 5123 (Private Placements of Securities)
SR-FINRA-2011-056		Proposed Rule Change to Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded “To Be Announced”
SR-FINRA-2011-055		Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks
SR-FINRA-2011-054		Proposed Rule Change to Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities)
SR-FINRA-2011-053		Proposed Rule Change to Amend Rule 6730 of the Trade Reporting and Compliance Engine (TRACE) Rules
SR-FINRA-2011-052		Proposed Rule Change to Adopt NASD Rule 2320 (Best Execution and Interpositioning) and IM-2320 as FINRA Rule 5310 in the Consolidated FINRA Rulebook
SR-FINRA-2011-051		Proposed Rule Change Relating to Exemption from Reporting Obligation under Equity Trade Reporting Rules for Certain Alternative Trading Systems
SR-FINRA-2011-050		Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules
SR-FINRA-2011-049		Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits
SR-FINRA-2011-048		Proposed Rule Change to Revise the Series 38 Examination Program
SR-FINRA-2011-047		Proposed Rule Change to Revise the Series 37 Examination Program
SR-FINRA-2011-046		Proposed Rule Change to Revise the Series 17 Examination Program
SR-FINRA-2011-045		Proposed Rule Change to Revise the Series 7 Examination Program
SR-FINRA-2011-044		Proposed Rule Change to Amend FINRA's Code of Procedure
SR-FINRA-2011-043		Proposed Rule Change to Amend FINRA Rule 0160 (Definitions in FINRA By-Laws)
SR-FINRA-2011-042		Proposed Rule Change Relating to Fee for the Operations Professional Examination
SR-FINRA-2011-041		Proposed Rule Change to Adopt the Selection Specifications and Study Outline for the Operations Professional (“Series 99”) Examination Program
SR-FINRA-2011-040		Proposed Rule Change to Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)
SR-FINRA-2011-039		Proposed Rule Change to Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
SR-FINRA-2011-038		Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2011-037		Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions
SR-FINRA-2011-036		Proposed Rule Change to Amend FINRA Rule 2360 to Increase the Position Limit for Options on the Standard and Poor’s Depositary Receipts Trust
SR-FINRA-2011-035		Proposed Rule Change to Adopt FINRA Rules Regarding Communications with the Public in the Consolidated FINRA Rulebook
SR-FINRA-2011-034		Proposed Rule Change to Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
SR-FINRA-2011-033		Proposed Rule Change to Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2011-032		Proposed Rule Change to Implement Revolving Door Restrictions on Former Officers of FINRA
SR-FINRA-2011-031		Proposed Rule Change to Amend FINRA Rule 9251 to Explicitly Protect from Discovery those Documents that Federal Law Prohibits FINRA from Disclosing
SR-FINRA-2011-030		Proposed Rule Change to Update Rule Cross-References within Certain FINRA Rules
SR-FINRA-2011-029		Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements
SR-FINRA-2011-028		Proposed Rule Change to Adopt the Consolidated FINRA Supervision Rules
SR-FINRA-2011-027		Proposed Rule Change to Amend FINRA Trade Reporting Rules Relating to OTC Transactions in Equity Securities that are Part of a Distribution and to Transfers of Equity Securities to Create or Redeem Instruments such as ADRs and ETFs
SR-FINRA-2011-026		Proposed Rule Change Regarding Cancellation or Rescheduling Fees for Qualification Examinations and Continuing Education Sessions
SR-FINRA-2011-025		Proposed Rule Change to Extend a TRACE Pilot Program
SR-FINRA-2011-024		Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
SR-FINRA-2011-023		Proposed Rule Change to Amend FINRA Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and FINRA Rule 6272 (Character of Quotations) to Include all NMS Stocks
SR-FINRA-2011-021		Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks
SR-FINRA-2011-020		Proposed Rule Change Relating to FINRA’s Trading Activity Fee Rate for Transactions in Covered Equity Securities
SR-FINRA-2011-019		Proposed Rule Change to Rename the OTC Bulletin Board in the FINRA Rulebook
SR-FINRA-2011-018		Proposed Rule Change to Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook
SR-FINRA-2011-017		Proposed Rule Change to Amend FINRA Rule 5131 (New Issue Allocations and Distributions)
SR-FINRA-2011-016		Proposed Rule Change to Delay the Implementation date of FINRA Rule 2090 (Know Your Customer) and FINRA Rule 2111 (Suitability)
SR-FINRA-2011-015		Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2011-014		Proposed Rule Change to Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions
SR-FINRA-2011-013		Proposed Rule Change to Establish a Registration Category, Qualification Examination and Continuing Education Requirements for Certain Operations Personnel, and Adopt FINRA Rule 1250 (Continuing Education Requirements) in the Consolidated FINRA Rulebook
SR-FINRA-2011-012		Proposed Rule Change to the FINRA Rule 6700 Series and FINRA Rule 7730 (TRACE)
SR-FINRA-2011-011		Proposed Rule Change to Amend the By-Laws of FINRA Regulation, Inc. with Regard to District Committee Structure and Governance
SR-FINRA-2011-009		Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610
SR-FINRA-2011-008		Proposed Rule Change Relating to Rule 6450 (Restrictions on Access Fees)
SR-FINRA-2011-007		Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing
SR-FINRA-2011-006		Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Motion Practice
SR-FINRA-2011-005		Proposed Rule Change to Amend Rule 13806 to Provide for Appointment of Chair-Qualified Public Arbitrators in Promissory Note Disputes
SR-FINRA-2011-004		Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Asset-Backed Securities
SR-FINRA-2011-003		Proposed Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities
SR-FINRA-2011-002		Proposed Rule Change to Extend a TRACE Pilot Program
SR-FINRA-2011-001		Proposed Rule Change to Provide Additional Time to Report Certain Reportable TRACE Transactions and Waive Certain Transaction Reporting Fees