SR-FINRA-2011-007
Proposed Rule Change to Amend the Customer Code to Correct Cross-References to Rules that were Changed by Another Rule Filing
Financial Industry Regulatory Authority, Inc. (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend various rules of the Code of Arbitration Procedure for Customer Disputes (“Customer Code”) to correct cross-references to rules that were changed by another rule filing.
| Text of Proposed Rule Change | (PDF 67 KB) |
| Notice of Filing and Immediate Effectiveness | (PDF 188 KB) |