SR-FINRA-2011-031
Proposed Rule Change to Amend FINRA Rule 9251 to Explicitly Protect from Discovery those Documents that Federal Law Prohibits FINRA from Disclosing
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 9251 to explicitly protect from discovery those documents that federal law prohibits FINRA from disclosing.
| Text of Proposed Rule Change | (PDF 56 KB) |
| Federal Register Notice | (PDF 183 KB) |
| Approval Order | (PDF 151 KB) |