Proposed Rule Change Relating to Fee for the Operations Professional Examination
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Schedule A to the FINRA By-Laws to establish a fee for the new Operations Professional Examination ("Series 99").
|Text of Proposed Rule Change||(PDF 89 KB)|
|Notice of Filing and Immediate Effectiveness||(PDF 154 KB)|
|Notice of Filing and Immediate Effectiveness (Correction)||(PDF 138 KB)|