SR-FINRA-2012-001

Proposed Rule Change to Amend FINRA Rule 4560 (Short-Interest Reporting)

Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rule 4560 (Short-Interest Reporting).

Text of Proposed Rule Change (PDF 63 KB)
Amendment No. 1 to Proposed Rule Change (PDF 46 KB)
Federal Register Notice (PDF 155 KB)
Extension No. 1 (PDF 26 KB)
Response to Comments (PDF 93 KB)
Amendment No. 2 to Proposed Rule Change (PDF 51 KB)
Approval Order (PDF 206 KB)