Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s rules relating to the handling of stop and stop limit orders.
|Text of Proposed Rule Change||(PDF 70 KB)|
|Federal Register Notice||(PDF 202 KB)|
|Notice of Designation of a Longer Period for Commission Action||(PDF 173 KB)|
|Response to Comments||(PDF 88 KB)|
|Approval Order||(PDF 203 KB)|