SR-FINRA-2012-050
Proposed Rule Change to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt a supplementary schedule for derivatives and other off-balance sheet items pursuant to FINRA Rule 4524 (Supplemental FOCUS Information).
| Text of Proposed Rule Change | (PDF 835 KB) |
| Federal Register Notice | (PDF 203 KB) |
| Extension No. 1 | (PDF 28 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 173 KB) |
| Approval Order | (PDF 204 KB) |