Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend FINRA Rules 6271 and 6272 regarding the requirements for members seeking registration as FINRA Alternative Display Facility ("ADF") Market Participants.
|Text of Proposed Rule Change||(PDF 125 KB)|
|Federal Register Notice||(PDF 212 KB)|
|Notice of Designation of a Longer Period for Commission Action||(PDF 193 KB)|
|Response to Comments||(PDF 371 KB)|
|Order Instituting Proceedings To Determine Whether To Approve or Disapprove||(PDF 209 KB)|