SR-FINRA-2014-006

Proposed Rule Change Relating to Per Share Estimated Valuations for Unlisted DPPs and REITs

Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend the provisions addressing per share estimated valuations for unlisted direct participation program and real estate investment trust securities.