FINRA and The University of Reading Educational Programs

FINRA and the ICMA Centre at the University of Reading, working as partners and in close cooperation with an industry steering committee, offer a series of educational programs for capital markets regulation and compliance professionals. The programs include:

 

• A series of short courses in Capital Markets Regulation and Compliance designed to help capital markets professionals acquire knowledge and skills in products, regulation and compliance. Offered in London, these courses help participants learn about best practices for current legal and regulatory requirements, as well as practical skills that can be applied immediately on the job.
  
  
• A Diploma Program in Capital Markets Regulation and Compliance developed for professionals who wish to deepen their knowledge in capital markets and key regulatory and compliance areas in Europe and around the world. Composed of a series of short courses and a week long capstone course, the program offers participants the opportunity to enhance their knowledge of financial services products, and regulation and compliance in the business environment.
  
  
• An MSc (Master of Science) degree in Capital Markets Regulation and Compliance designed for university students and professionals interested in pursuing a career in the regulation and compliance sectors. The MSc degree is available on a full-time, flexible and distance learning basis.

 

Learn more about FINRA International Education and Training.

 

• International Organization of Securities Commissions (IOSCO)
• IOSCO SRO Consultative Committee
• The World Federation of Exchanges
• International Council of Securities Associations
• International Regulators