Regulatory Services

FINRA International

In today's global economy, every firm, investor, exchange, policymaker, and regulator has a stake in ensuring that markets are fair and investors are protected.  Capital formation, after all, rests on a foundation of investor confidence. And when investors don't trust that a market is going to operate fairly, there can be devastating repercussions.
 
Created to meet the growing demand for expertise in capital market regulation and investor protection, FINRA works with regulatory bodies around the world to build strong regulatory and compliance functions as well as education and training programs in a local context.