2011 Small Firm Advisory Board Election

On October 19, 2011, executive representatives of FINRA small firms in the Midwest and South region were mailed an Election Notice and ballot to elect the Small Firm Advisory Board (SFAB) member to represent their regions. Ballots must be returned no later than November 18, 2011, and the newly elected SFAB member will take office in January 2012.
 
Candidates
Each candidate was provided an opportunity to submit a biography and statement. FINRA has posted the information from the candidates to help firms learn more about each candidate in their region.

Firms may vote for one candidate for the region corresponding to the district to which they are assigned in the Central Registration Depository.
 

Midwest Region: Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, North Dakota, Ohio, South Dakota and Wisconsin (Districts 4 and 8)

 

South Region: Alabama, Arkansas, Florida, Georgia, Louisiana, Mississippi, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, the Canal Zone, Puerto Rico and the Virgin Islands (Districts 5, 6 and 7)