Investor Alert

Beware of "Hot" Stock Tips on Your Cell Phone

You get text messaged on your cell phone. You check it—and it's not from anyone you know. Instead, it's an unsolicited promotion for a low-priced "hot stock." The short message includes a stock symbol and reads: HOT BUY. 200% Profit Mon. 100% IN 2WKS. You've been cell phone spammed!

NASD is issuing this Alert because it is aware of numerous instances in which stocks are promoted through cell phone text messaging.

To learn about this scam and how to protect yourself, read our Alert.

Investor Protection

How to File an Investor Complaint

You have two options when filing an investor complaint. You can use NASD's online complaint form or you can print out a complaint form and mail or fax it to us. Read our Investor Complaint Program brochure to learn about how we'll handle your complaint and other actions you may want to take to recover any money or securities.

You also can forward spam or junk email recommending that you invest in a stock or other investment.

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Consumer Corner

Junk Fax Filtering

It's hard to eliminate junk faxes altogether, but this tip can help: Set up your fax line to only accept faxes from callers who show their Caller ID. Contact your telecommunications service provider for Caller ID service information. You generally create an "invited" list; if the number isn't on the list, the fax does not go through. There are also fax screening devices and software available for purchase that can be used with your fax machine or fax modem.

You can file a complaint against a junk faxer with the FCC. You may also call (888) 225-5322, fax (866) 418-0232 or write to: Federal Communications Commission, Consumer & Government Affairs Bureau, Customer Complaints, 445 12th St. SW, Washington, DC 20554.

Tools You Can Use

Loan Calculator

Use this calculator to determine the monthly payment for that car loan or mortgage. For car loans, see if an extra year on the term of the loan really makes sense. Just how much lower will your monthly payment be if you can shave one half of one percent off your 30-year mortgage? Use our calculator to find out.

Past Issues of Investor News Available

In response to numerous requests, previous issues of Investor News are now available on our Web site.

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