Protect Yourself
Restitution for Investors
The following links provide information about claims funds and restitution that investors may be eligible to receive. Please read the eligibility information carefully, as it is strictly followed in determining who may be entitled to remuneration.
Arbitration Discovery Fund—Morgan Stanley & Co.
Chase Investment Services Corporation—UITs and Floating-Rate Loan Funds
Citigroup Global Markets, UBS and Deutsche Bank Vonage IPO Restitution
First Command Restitution Information
Morgan Stanley Early Retirement Investment Promotion Restitution Information
Mutual Fund Class B and C Share Remediation
- American Express Financial Advisors
- Citigroup Global Markets
- Chase Investment Services
- Linsco/Private Ledger Corp.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- MML Investors Services Inc.
- NYLIFE Securities, LLC
- Securities America Inc.
- Wells Fargo Investments, L.L.C.
Mutual Fund NAV Transfer Remediation
- Edward D. Jones & Co., L.P.
- MML Investors Services Inc.
- Morgan Stanley DW Inc.
- Northwestern Mutual Investment Services, LLC
- RBC Dain Rauscher Inc.
- Royal Alliance Associates Inc.
SunTrust Investment Services Inc. Restitution Information
UBS Financial Services Inc. Principal Protected Notes (PPN) Restitution Information