Securities America Inc. Mutual Fund Class B and C Shares
This case is closed. You may review eligibility and related claims information for reference only.
Who is eligible for remediation?
Approximately 266 client households of Securities America Inc. (SAI) who:
Note that certain purchases may be excluded.
If I am eligible, when can I expect to be remediated?
The settlement provides that the remediation will be completed by March 24, 2008. The firm will also establish a response team to handle customer inquiries, and will provide you with contact information.
What options are available to investors?
The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.