SunTrust Investment Services Inc. Restitution Information
This case is closed. You may review eligibility and related claims information for reference only.
Who is eligible for restitution?
There are two categories of customers who are eligible:
How will eligible individuals be notified?
SunTrust Investment Services Inc. is required to notify customers and complete the remediation process for both categories of customers no later than February 1, 2011.
What options are available to investors?
The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.
Additional questions or concerns
FINRA Department of Enforcement
1801 K Street, N.W., 8th Floor
Washington, D.C. 20006-1500