American Express Financial Advisors Mutual Fund Class B Shares
This case is closed. You may review eligibility and related claims information for reference only.
Who is eligible for remediation?
Approximately 30,000 customer households of American Express Financial Advisors who:
Note that certain purchases are excluded.
If I am eligible, when can I expect to be contacted regarding remediation?
Within approximately 5 months of the enforcement action of January 3, 2006, you should receive a letter from American Express Financial Advisors. The firm will also establish a response center to handle customer inquiries, and will provide you with contact information.
What options are available to investors?
The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.