Merrill Lynch, Pierce, Fenner & Smith Incorporated Mutual Fund Class B and C Shares
This case is closed. You may review eligibility and related claims information for reference only.
Who is eligible for remediation?
Members of at least 23,000 customer households of Merrill Lynch who:
If I am eligible, when can I expect to be contacted regarding remediation?
Within approximately 5 months of the enforcement action of December 14, 2005, you should receive a letter from the firm. In the letter you receive, the firm will explain that it has established a response center to handle customer inquiries, and will provide you with contact information.
What options are available to investors?
The remediation plan does not foreclose your ability to pursue arbitration or mediation if you believe you have suffered losses. You should consult an attorney as to your rights.