After You Invest
Restitution for Investors
Closed Investor Restitution Funds
The cases listed below are closed. You may review eligibility and related claims information for reference only.
Arbitration Discovery Fund—Morgan Stanley & Co.
Biltmore Restitution Fund
Chase Investment Services Corporation—UITs and Floating-Rate Loan Funds
Citigroup Global Markets, UBS and Deutsche Bank Vonage IPO Restitution
David Lerner Associates, Inc. Apple REIT Ten Restitution Information
David Lerner Associates, Inc. Unfair Pricing Restitution Information
First Command Restitution InformationMorgan Stanley Early Retirement Investment Promotion Restitution Information
Mutual Fund Class B and C Share Remediation
Mutual Fund NAV Transfer Remediation
Pruco Securities, LLC Restitution Information
SunTrust Investment Services Inc. Restitution Information
UBS Financial Services Inc. Principal Protected Notes (PPN) Restitution Information
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