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BrokerCheck is a free online tool that helps investors check the professional background of current and former FINRA-registered securities firms and brokers.
Why does this matter?
Because it's important to research your broker and brokerage firm. FINRA BrokerCheck allows the public to access information about whether brokers and brokerage firms are properly licensed in the states where they do business, if they have had run-ins with regulators or if they have been subject to disciplinary actions or received complaints from investors.
Give BrokerCheck a try.
FINRA BrokerCheck can be accessed at www.finra.org/brokercheck or by calling toll-free: (800) 289-9999.
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