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The following is a list of trademarks of Financial Industry Regulatory Authority, Inc. (“FINRA Marks”). This list may be updated at any time without notice.
ADF®
BrokerCheck®
Certified Regulatory and Compliance ProfessionalTM
COBRADeskTM
CRCPTM
CRD®
Financial Industry Regulatory AuthorityTM (application pending)
FINRATM (application pending)
FINRA Investor Education Foundation®
Firm GatewayTM
FOCUSTM
IARDTM
INSITETM
Investor Protection. Market Integrity.TM
NASD®
NASD Investor Education Foundation®
OATSTM
OTCTM
OTCBBTM
PROCTOR®
Retirement Made SimplerTM
TRACETM
Trade Reporting and Compliance EngineTM
Trade Reporting Facility®
TRFTM (application pending)
Web EFTTM
The FINRA Marks are trademarks or registered trademarks of Financial Industry Regulatory Authority, Inc., in the U.S. and/or other countries. All Rights Reserved. All other trademarks used on this site are property of their respective owners.
The absence of a name, logo, or other mark on this list does not constitute a waiver of any and all intellectual property rights that Financial Industry Regulatory Authority, Inc. has established in any of its products, services, programs, features, service marks, service names, or logos.
Third parties may not use FINRA Marks in any manner which suggests or hints at affiliation with, sponsorship of or endorsement by, FINRA without prior written permission which allows for and specifies the marks and type of use.
Because of the possibility of human and mechanical error as well as other factors, FINRA and its affiliates are not responsible for any errors or omissions in the information contained on or accessed through this Site. All such information is provided "as is" without warranty of any kind. FINRA and its affiliates make no representations and disclaim all express, implied and statutory warranties of any kind to the user and/or any third party, including any warranties of accuracy, timeliness, completeness, merchantability, non-infringement and fitness for any particular purpose.
Except for claims that cannot be excluded by the applicable local law, FINRA and its affiliates shall have no tort, contract or any other liability to user or any third party arising as a result of use of or access to this Site.
Under no circumstances shall FINRA or its affiliates be liable to user or any third party for any lost profits or lost opportunity, indirect, special, consequential, incidental or punitive damages whatsoever, even if FINRA or its affiliates have been advised of the possibility of such damages.
Some U.S. states and foreign countries provide rights in addition to those above or do not allow for the exclusion or limitation of implied warranties or liability for incidental or consequential damages. Therefore, the above limitations may not apply to you, or there may be applicable laws which supersede the above. Any clause of this Disclaimer declared invalid by the appropriate authority shall be deemed severable and shall not affect the validity or enforceability of the remainder of this Disclaimer. The terms of this Disclaimer are governed by the laws of the State of New York and may only be amended in a writing signed by FINRA.
