FINRA

In the Media

Posted: June 7, 2013

CNBC's Power Lunch segment, "Wall St. Greed & Fraud" references FINRA’s enforcement complaint against Tommy Belesis and John Thomas Financial. Watch the video on CNBC.

Posted: May 30, 2013

FINRA Foundation Releases Consumer Report

The Financial Industry Regulatory Authority's Investor Education Foundation produced a study of consumers' financial capabilities. Leaders from FINRA and other financial regulatory bodies discuss the study's conclusions. Watch the video on C-SPAN.

Posted: May 30, 2013

FINRA’s Tips for Researching Your Financial Advisor

Nerdwallet spoke to Gerri Walsh, president of the FINRA Investor Education Foundation and Senior Vice President of Investor Education of FINRA Investor Education, about the tools FINRA gives individual investors, as well as new initiatives on the horizon.

Posted: March 21, 2013

Gerri Walsh on WUSA9 – Women and Investing Money

Women face some special challenges when it comes to saving for the future and don't tend to plan for the fact that they live longer than their counterparts. Watch the video.

Posted: January 24, 2013

Richard Ketchum on "This Week in the Boardroom" – Part II

In Part II of his appearance on "This Week in the Boardroom," FINRA Chairman and CEO Richard Ketchum discussed recent changes in market structure, including the emergence of dark pools and high-frequency trading, and how FINRA and other regulators are responding. Watch the video.

Posted: January 18, 2013

Richard Ketchum on "This Week in the Boardroom" – Part I

FINRA's Chairman and CEO Richard Ketchum appeared on BoardMember.com's "This Week in the Boardroom" to discuss FINRA and its mission, the current role of financial regulators, and the changes to corporate boards' oversight duties in recent years. Watch the video.