SEC to Host Technology Roundtable

What

The Securities and Exchange Commission will host for the first time a technology roundtable to explore the impact of changing technology on the securities markets and to discuss the regulatory environment of the future.

Key areas to be addressed include:

• access to information
• electronic advice and analysis
• electronic executions
• broader implications of increased technology

When

Tuesday, April 14, 1998; 1:00 p.m. to 4:00 p.m.

Where

Securities and Exchange Commission
450 Fifth Street, NW
Washington, DC
Room 1C30

SEC Participants

• Arthur Levitt, Chairman
• Norman Johnson, Commissioner
• Laura Unger, Commissioner
• Barry Barbash, Director, Division of Investment Management
• Brian Lane, Director, Division of Corporation Finance
• Richard Lindsey, Director, Division of Market Regulation, (Moderator)
• Richard Walker, General Counsel

Industry Participants

• John Brennan, Chairman and CEO, The Vanguard Group
• Jamie Dimon, Co-Chairman and Co-CEO, Salomon Smith Barney
• Bran Ferren, Executive VP Creative Technology/R&D, Walt Disney Imagineering
• William Lyons, President and COO, American Century Investments
• Barbara Perrier-Dreyer, Vice President and CFO, Outreach Technologies
• David Pottruck, President and CEO, Charles Schwab & Co., Inc.
• Robert Pozen, President and CEO, FMR Co.
• John Reed, Chairman, and CEO, Citicorp
• William Schrader, President and CEO, PSINet, Inc.
• Frank Zarb, Chairman, President and CEO, NASD, Inc.

Contact

Sheila Slevin - (202) 942-0795