finra

FINRA

SEC to Host Technology Roundtable

What

The Securities and Exchange Commission will host for the first time a technology roundtable to explore the impact of changing technology on the securities markets and to discuss the regulatory environment of the future.

 

Key areas to be addressed include:

  • access to information
  • electronic advice and analysis
  • electronic executions
  • broader implications of increased technology

When

Tuesday, April 14, 1998; 1:00 p.m. to 4:00 p.m.

 

Where

Securities and Exchange Commission
450 Fifth Street, NW
Washington, DC
Room 1C30

 

SEC Participants

  • Arthur Levitt, Chairman
  • Norman Johnson, Commissioner
  • Laura Unger, Commissioner
  • Barry Barbash, Director, Division of Investment Management
  • Brian Lane, Director, Division of Corporation Finance
  • Richard Lindsey, Director, Division of Market Regulation, (Moderator)
  • Richard Walker, General Counsel

Industry Participants

  • John Brennan, Chairman and CEO, The Vanguard Group
  • Jamie Dimon, Co-Chairman and Co-CEO, Salomon Smith Barney
  • Bran Ferren, Executive VP Creative Technology/R&D, Walt Disney Imagineering
  • William Lyons, President and COO, American Century Investments
  • Barbara Perrier-Dreyer, Vice President and CFO, Outreach Technologies
  • David Pottruck, President and CEO, Charles Schwab & Co., Inc.
  • Robert Pozen, President and CEO, FMR Co.
  • John Reed, Chairman, and CEO, Citicorp
  • William Schrader, President and CEO, PSINet, Inc.
  • Frank Zarb, Chairman, President and CEO, NASD, Inc.

Contact

Sheila Slevin - (202) 942-0795