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FINRA

For Release:
Contact:
Wednesday, January 27, 1998
Mike Shokouhi
(202) 728-8197



NASD Announces Officer Appointments and Promotions

Washington, D.C.—The National Association of Securities Dealers, Inc. (NASD®), today announced that its Board of Governors has approved the following officer appointments within its organization:

 

Gregor S. Bailar, Executive Vice President and Chief Information Officer, The American Stock Exchange, LLC.

Lee A. Congdon, Senior Vice President, Strategic Integration and Architecture, American Stock Exchange, Inc.

Andrew J. MacMillan, Senior Vice President, NASD, Inc. – Corporate Communications

Stephen Lesser, Senior Vice President, American Stock Exchange, Inc. – Member Liaison

Eileen McTavish, Vice President, NASD, Inc. – Finance

Michael J. Ryan, Vice President, NASD, Inc. – Amex, Chief of Staff

Cameron Funkhouser, Vice President, NASD Regulation, Inc. – Market Regulation

Sheila L. Dagucon, Vice President, The Nasdaq Stock Market, Inc. – Market Watch

Thomas J. Davin, III, Vice President, The Nasdaq Stock Market, Inc. – Trading and Market Services

Joel R. Wolfson, Vice President, The Nasdaq Stock Market, Inc. – General Counsel

Richard Robinson, Vice President, The American Stock Exchange, LLC – Derivative Options Surveillance

 

The following promotions of current officers was also approved:

 

Donald H. Bosic, Senior Vice President, The Nasdaq Stock Market, Inc. – Marketing

Todd T. Diganci, Senior Vice President and Controller, NASD, Inc.

Virginia T. Glenn, Senior Vice President, The Nasdaq Stock Market, Inc. – Worldwide Marketing Services

Gary Liebowitz, Senior Vice President, NASD Regulation, Inc. – Member Regulation

Stephen Luparello, Senior Vice President, NASD Regulation, Inc. – Market Regulation

Daniel Sibears, Senior Vice President, NASD Regulation, Inc. – Member Regulation

 

The National Association of Securities Dealers, Inc. (NASD), is the largest securities-industry, self-regulatory organization in the United States and parent organization of NASD Regulation, Inc., and The Nasdaq-Amex Market GroupSM. Through its regulatory subsidiary, the NASD develops rules and regulations, provides a dispute resolution forum, and conducts regulatory reviews of member activities for the protection and benefit of investors. Through The Nasdaq-Amex Market Group, the NASD operates The Nasdaq Stock Market® and the American Stock Exchange (Amex®) in a unique dual market structure that brings together the central auction specialist and multiple Market Maker systems. The NASD oversees the nation’s 5,600 brokerage firms and more than half a million registered brokers. Consumers can contact the NASD to obtain the disciplinary and work histories, as well as other selected background information, of member firms and individual brokers or to get information on how to lodge a complaint.

 

For more information about the NASD and its subsidiaries, please visit the following Web sites: http://www.nasd.com; http://www.nasdaq-amex.com; http://www.nasdr.com; or the Nasdaq-Amex NewsroomSM at http://www.nasdaq-amexnews.com