|Wednesday, January 27, 1998
NASD Announces Officer Appointments and Promotions
Washington, D.C.—The National Association of Securities Dealers, Inc. (NASD®), today announced that its Board of Governors has approved the following officer appointments within its organization:
Gregor S. Bailar, Executive Vice President and Chief Information Officer, The American Stock Exchange, LLC.
Lee A. Congdon, Senior Vice President, Strategic Integration and Architecture, American Stock Exchange, Inc.
Andrew J. MacMillan, Senior Vice President, NASD, Inc. – Corporate Communications
Stephen Lesser, Senior Vice President, American Stock Exchange, Inc. – Member Liaison
Eileen McTavish, Vice President, NASD, Inc. – Finance
Michael J. Ryan, Vice President, NASD, Inc. – Amex, Chief of Staff
Cameron Funkhouser, Vice President, NASD Regulation, Inc. – Market Regulation
Sheila L. Dagucon, Vice President, The Nasdaq Stock Market, Inc. – Market Watch
Thomas J. Davin, III, Vice President, The Nasdaq Stock Market, Inc. – Trading and Market Services
Joel R. Wolfson, Vice President, The Nasdaq Stock Market, Inc. – General Counsel
Richard Robinson, Vice President, The American Stock Exchange, LLC – Derivative Options Surveillance
The following promotions of current officers was also approved:
Donald H. Bosic, Senior Vice President, The Nasdaq Stock Market, Inc. – Marketing
Todd T. Diganci, Senior Vice President and Controller, NASD, Inc.
Virginia T. Glenn, Senior Vice President, The Nasdaq Stock Market, Inc. – Worldwide Marketing Services
Gary Liebowitz, Senior Vice President, NASD Regulation, Inc. – Member Regulation
Stephen Luparello, Senior Vice President, NASD Regulation, Inc. – Market Regulation
Daniel Sibears, Senior Vice President, NASD Regulation, Inc. – Member Regulation
The National Association of Securities Dealers, Inc. (NASD), is the largest securities-industry, self-regulatory organization in the United States and parent organization of NASD Regulation, Inc., and The Nasdaq-Amex Market GroupSM. Through its regulatory subsidiary, the NASD develops rules and regulations, provides a dispute resolution forum, and conducts regulatory reviews of member activities for the protection and benefit of investors. Through The Nasdaq-Amex Market Group, the NASD operates The Nasdaq Stock Market® and the American Stock Exchange (Amex®) in a unique dual market structure that brings together the central auction specialist and multiple Market Maker systems. The NASD oversees the nation’s 5,600 brokerage firms and more than half a million registered brokers. Consumers can contact the NASD to obtain the disciplinary and work histories, as well as other selected background information, of member firms and individual brokers or to get information on how to lodge a complaint.
For more information about the NASD and its subsidiaries, please visit the following Web sites: http://www.nasd.com; http://www.nasdaq-amex.com; http://www.nasdr.com; or the Nasdaq-Amex NewsroomSM at http://www.nasdaq-amexnews.com