5/22/12		FINRA Fines Citigroup Global Markets $3.5 Million for Providing Inaccurate Performance Data Related to Subprime Securitizations
5/16/12		FINRA Enhances BrokerCheck Capabilities
5/16/12		FINRA Warns Investors of Nutraceutical Stock Scams
5/7/12		FINRA Names Robert L. D. Colby Chief Legal Officer
5/1/12		FINRA Sanctions Four Firms $9.1 Million for Sales of Leveraged and Inverse Exchange-Traded Funds
4/25/12		FINRA Statement on Introduction of Investment Adviser Oversight Act of 2012
4/25/12		FINRA Hearing Officer Expels Pinnacle Partners Financial Corp. and Bars President for Fraud
4/12/12		Goldman, Sachs & Co. Fined $22 Million for Supervisory Failures Relating to Trading and Equity Research
4/11/12		FINRA Foundation Study Finds Most Women Pay More When Using Credit Cards
4/4/12		FINRA Hearing Panel Fines David Lerner Associates $2.3 Million for Selling Municipal Bonds, CMOs to Retail Customers at Unfair Prices, and for Supervisory Violations
3/19/12		FINRA Fines Citi International Financial $600,000 and Orders Restitution of $648,000 for Excessive Markups and Markdowns
3/1/12		FINRA Foundation Military Spouse Fellowship Application Period Open From March 1-31
2/29/12		FINRA Foundation and United Way Announce Over $1.3M to Support Grassroots Financial Education
2/23/12		FINRA Issues New Investor Alert to Help Investors Understand Their Brokerage Account Statements
2/1/12		FINRA Charges Charles Schwab & Co With Violating FINRA Rules by Using Class Action Waiver in Customer Agreements
1/27/12		FINRA Foundation and NFL Player Engagement Team Up to Assist Players Avoid Investment Fraud, Make Smart Financial Decisions
1/26/12		FINRA Warns Investors of Email Hack Attacks
1/25/12		FINRA Investor Education Foundation and the American Library Association Announce $1.2 Million in Grants to Public Libraries to Support Financial Literacy
1/25/12		FINRA Fines Merrill Lynch $1 Million for Failure to Arbitrate Disputes With Employees
1/18/12		FINRA Fines Citigroup Global Markets $725,000 for Failure to Disclose Conflicts of Interest in Research Reports
1/12/12		Large Firms Elect Gregory Fleming to FINRA Board of Governors