finra

Robert R. Glauber
Former Chairman and CEO, NASD

June 21, 2006 -   Remarks From the Harvard Business School Global Leadership Forum
May 19, 2006 -   Remarks From the 2006 NASD Spring Securities Conference
May 18, 2006 -   Remarks From the ICI Annual Meeting
May 09, 2006 -   Remarks From the Securities & Investment Institute
April 04, 2006 -   Remarks From the SIA Small Firms Forum
March 09, 2006 -   Testimony Before the Committee on Banking, Housing and Urban Affairs United States Senate Hearing on Self-Regulatory Organizations
January 09, 2006 -   Remarks From the NASAA Enforcement Conference
November 18, 2005 -   Remarks From the 2005 Fall Securities Conference
November 17, 2005 -   Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services on Self-Regulatory Organizations: Exploring the Need for Reform
November 11, 2005 -   Remarks From the Securities Industry Association Annual Meeting
September 19, 2005 -   Remarks From the SIA Soft Dollars and Institutional Brokerage Conference
May 26, 2005 -   Remarks From the 2005 NASD Spring Securities Conference
May 20, 2005 -   Remarks From the SIA Market Structure Conference
November 04, 2004 -   Remarks From the NASD SIA Annual Conference, Boca Raton, FL
October 15, 2004 -   Remarks From the NASD Fall Securities Conference Speech
May 12, 2004 -   Remarks From the 2004 NASD Spring Securities Conference
February 03, 2004 -   From the Bond Market Association Legal and Compliance Conference
November 20, 2003 -   Testimony Before the Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry
October 16, 2003 -   Remarks From the 2003 NASD Fall Securities Conference
September 17, 2003 -   Remarks From the 45th Annual Meeting of the National Association for Business Economics
May 07, 2003 -   Testimony Before the United States Senate Committee on Banking, Housing and Urban Affairs Hearing on the Global Settlement of Conflicts of Interest Between Research and Investment Banking
May 01, 2003 -   Remarks From the 2003 NASD Spring Securities Conference
April 28, 2003 -   Remarks From the Final Global Settlement Press Conference in Washington DC.
November 07, 2002 -   Remarks From the Securities Industry Association Annual Meeting
June 07, 2002 -   Remarks From the Securities Industry Association Market Structure Conference
March 05, 2002 -   Written Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
March 05, 2002 -   Oral Statement Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
February 27, 2002 -   Written Testimony Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
February 27, 2002 -   Oral Statement Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
January 09, 2002 -   Remarks From the Bond Market Association Legal and Compliance Conference
October 18, 2001 -   Remarks From the 8th Annual Securities Industry Conference at Pace University
September 20, 2001 -   Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing On The Condition of the U.S. Financial Markets
March 19, 2001 -   Remarks From the Annual Conference of the Securities Industry Association Compliance & Legal Division
November 21, 2000 -   Letter to Members Regarding 2000 NASDR Fall Securities Conference Fall Securities Conference Remarks
November 17, 2000 -   Remarks at NASD Regulation Fall Securities Conference San Francisco, California