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06/21/06
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Remarks From the Harvard Business School Global Leadership Forum
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05/19/06
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Remarks From the 2006 NASD Spring Securities Conference
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05/18/06
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Remarks From the ICI Annual Meeting
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05/09/06
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Remarks From the Securities & Investment Institute
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04/04/06
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Remarks From the SIA Small Firms Forum
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03/09/06
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Testimony Before the Committee on Banking, Housing and Urban Affairs United States Senate Hearing on Self-Regulatory Organizations
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01/09/06
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Remarks From the NASAA Enforcement Conference
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11/18/05
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Remarks From the 2005 Fall Securities Conference
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11/17/05
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Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services on Self-Regulatory Organizations: Exploring the Need for Reform
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11/11/05
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Remarks From the Securities Industry Association Annual Meeting
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09/19/05
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Remarks From the SIA Soft Dollars and Institutional Brokerage Conference
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05/26/05
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Remarks From the 2005 NASD Spring Securities Conference
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05/20/05
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Remarks From the SIA Market Structure Conference
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11/04/04
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Remarks From the NASD SIA Annual Conference, Boca Raton, FL
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10/15/04
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Remarks From the NASD Fall Securities Conference Speech
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05/12/04
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Remarks From the 2004 NASD Spring Securities Conference
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02/03/04
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From the Bond Market Association Legal and Compliance Conference
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11/20/03
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Testimony Before the Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry
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10/16/03
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Remarks From the 2003 NASD Fall Securities Conference
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09/17/03
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Remarks From the 45th Annual Meeting of the National Association for Business Economics
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05/07/03
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Testimony Before the United States Senate Committee on Banking, Housing and Urban Affairs Hearing on the Global Settlement of Conflicts of Interest Between Research and Investment Banking
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05/01/03
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Remarks From the 2003 NASD Spring Securities Conference
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04/28/03
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Remarks From the Final Global Settlement Press Conference in Washington DC.
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11/07/02
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Remarks From the Securities Industry Association Annual Meeting
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06/07/02
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Remarks From the Securities Industry Association Market Structure Conference
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03/05/02
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Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
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03/05/02
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Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
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02/27/02
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Testimony Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
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02/27/02
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Testimony Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
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01/09/02
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Remarks From the Bond Market Association Legal and Compliance Conference
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10/18/01
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Remarks From the 8th Annual Securities Industry Conference at Pace University
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09/20/01
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Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing On The Condition of the U.S. Financial Markets
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03/19/01
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Remarks From the Annual Conference of the Securities Industry Association Compliance & Legal Division
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11/21/00
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Letter to Members Regarding 2000 NASDR Fall Securities Conference Fall Securities Conference Remarks
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11/17/00
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Remarks at NASD Regulation Fall Securities Conference
San Francisco, California
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