06/21/06		Remarks From the Harvard Business School Global Leadership Forum
05/19/06		Remarks From the 2006 NASD Spring Securities Conference
05/18/06		Remarks From the ICI Annual Meeting
05/09/06		Remarks From the Securities & Investment Institute
04/04/06		Remarks From the SIA Small Firms Forum
03/09/06		Testimony Before the Committee on Banking, Housing and Urban Affairs United States Senate Hearing on Self-Regulatory Organizations
01/09/06		Remarks From the NASAA Enforcement Conference
11/18/05		Remarks From the 2005 Fall Securities Conference
11/17/05		Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services on Self-Regulatory Organizations: Exploring the Need for Reform
11/11/05		Remarks From the Securities Industry Association Annual Meeting
09/19/05		Remarks From the SIA Soft Dollars and Institutional Brokerage Conference
05/26/05		Remarks From the 2005 NASD Spring Securities Conference
05/20/05		Remarks From the SIA Market Structure Conference
11/04/04		Remarks From the NASD SIA Annual Conference, Boca Raton, FL
10/15/04		Remarks From the NASD Fall Securities Conference Speech
05/12/04		Remarks From the 2004 NASD Spring Securities Conference
02/03/04		From the Bond Market Association Legal and Compliance Conference
11/20/03		Testimony Before the Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry
10/16/03		Remarks From the 2003 NASD Fall Securities Conference
09/17/03		Remarks From the 45th Annual Meeting of the National Association for Business Economics
05/07/03		Testimony Before the United States Senate Committee on Banking, Housing and Urban Affairs Hearing on the Global Settlement of Conflicts of Interest Between Research and Investment Banking
05/01/03		Remarks From the 2003 NASD Spring Securities Conference
04/28/03		Remarks From the Final Global Settlement Press Conference in Washington DC.
11/07/02		Remarks From the Securities Industry Association Annual Meeting
06/07/02		Remarks From the Securities Industry Association Market Structure Conference
03/05/02		Written Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
03/05/02		Oral Statement Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
02/27/02		Written Testimony Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
02/27/02		Oral Statement Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
01/09/02		Remarks From the Bond Market Association Legal and Compliance Conference
10/18/01		Remarks From the 8th Annual Securities Industry Conference at Pace University
09/20/01		Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing On The Condition of the U.S. Financial Markets
03/19/01		Remarks From the Annual Conference of the Securities Industry Association Compliance & Legal Division
11/21/00		Letter to Members Regarding 2000 NASDR Fall Securities Conference Fall Securities Conference Remarks
11/17/00		Remarks at NASD Regulation Fall Securities Conference San Francisco, California