finra

Richard G. Ketchum

Chairman & Chief Executive Officer

5/21/13   Remarks From the FINRA Annual Conference
4/9/13   Remarks From the National Compliance Outreach Program for Broker-Dealers
3/14/13   Remarks From the Consumer Federation of America Consumer Assembly
10/11/12   Remarks From the Bond Dealers Association Annual Conference
9/27/12   Remarks From the SIFMA Complex Products Forum
9/20/12   Remarks From the Security Traders Association Annual Conference
6/6/12   Testimony Before the Committee on Financial Services
5/21/12   Remarks From the FINRA Annual Conference
4/24/12   Testimony Before the Committee on Banking, Housing, and Urban Affairs
2/1/12   Remarks From the Global Diversity Leadership Exchange
12/15/11   Testimony Before the Subcommittee on Oversight and Investigations
11/3/11   Remarks From the Research Center on the Prevention of Financial Fraud 2011 Conference
10/13/11   Remarks From the STA Annual Conference
9/13/11   Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services
6/28/11   Remarks From the IRI Government, Legal and Regulatory Conference
5/24/11   Remarks From the FINRA Annual Conference
5/13/11   Testimony Before the Subcommittee on Oversight and Investigations Committee on Financial Services
3/22/11   Remarks From the SIFMA Compliance and Legal Division's Annual Seminar
3/7/11   Remarks From FINRA Fixed Income Conference
2/8/11   Remarks From the CCOutreach BD National Seminar
5/26/10   Remarks From the 2010 FINRA Annual Conference
5/20/10   Testimony Before the Committee on Banking, Housing, and Urban Affairs
5/13/10   Remarks From the Women in Housing and Finance Luncheon
5/7/10   Remarks From the SIFMA Compliance & Legal Division's Annual Seminar
4/29/10   Remarks From the IRI Government & Regulatory Affairs Conference
3/9/10   Remarks From FINRA Fixed Income Conference
12/15/09   Remarks on the National Financial Capability Study Release
10/27/09   Remarks From the SIFMA Annual Meeting
10/8/09   Remarks From the ALI-ABA Conference
10/6/09   Testimony Before the Committee on Financial Services
10/2/09   Remarks From the Fordham University Ethics and Regulatory Conference
6/17/09   Remarks From the Exchequer Club
6/8/09   Remarks From the NAVA Government & Regulatory Affairs Conference
5/1/09   Remarks at the New York University Pollack Center for Law and Business
3/26/09   Testimony Before the Committee on Banking, Housing, and Urban Affairs
3/23/09   Remarks From the SIFMA Compliance & Legal Division's Annual Seminar