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5/21/13
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Remarks From the FINRA Annual Conference
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4/9/13
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Remarks From the National Compliance Outreach Program for Broker-Dealers
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3/14/13
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Remarks From the Consumer Federation of America Consumer Assembly
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10/11/12
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Remarks From the Bond Dealers Association Annual Conference
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9/27/12
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Remarks From the SIFMA Complex Products Forum
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9/20/12
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Remarks From the Security Traders Association Annual Conference
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6/6/12
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Testimony Before the Committee on Financial Services
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5/21/12
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Remarks From the FINRA Annual Conference
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4/24/12
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Testimony Before the Committee on Banking, Housing, and Urban Affairs
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2/1/12
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Remarks From the Global Diversity Leadership Exchange
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12/15/11
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Testimony Before the Subcommittee on Oversight and Investigations
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11/3/11
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Remarks From the Research Center on the Prevention of Financial Fraud 2011 Conference
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10/13/11
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Remarks From the STA Annual Conference
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9/13/11
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Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services
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6/28/11
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Remarks From the IRI Government, Legal and Regulatory Conference
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5/24/11
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Remarks From the FINRA Annual Conference
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5/13/11
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Testimony Before the Subcommittee on Oversight and Investigations Committee on Financial Services
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3/22/11
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Remarks From the SIFMA Compliance and Legal Division's Annual Seminar
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3/7/11
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Remarks From FINRA Fixed Income Conference
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2/8/11
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Remarks From the CCOutreach BD National Seminar
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5/26/10
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Remarks From the 2010 FINRA Annual Conference
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5/20/10
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Testimony Before the Committee on Banking, Housing, and Urban Affairs
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5/13/10
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Remarks From the Women in Housing and Finance Luncheon
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5/7/10
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Remarks From the SIFMA Compliance & Legal Division's Annual Seminar
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4/29/10
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Remarks From the IRI Government & Regulatory Affairs Conference
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3/9/10
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Remarks From FINRA Fixed Income Conference
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12/15/09
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Remarks on the National Financial Capability Study Release
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10/27/09
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Remarks From the SIFMA Annual Meeting
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10/8/09
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Remarks From the ALI-ABA Conference
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10/6/09
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Testimony Before the Committee on Financial Services
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10/2/09
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Remarks From the Fordham University Ethics and Regulatory Conference
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6/17/09
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Remarks From the Exchequer Club
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6/8/09
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Remarks From the NAVA Government & Regulatory Affairs Conference
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5/1/09
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Remarks at the New York University Pollack Center for Law and Business
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3/26/09
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Testimony Before the Committee on Banking, Housing, and Urban Affairs
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3/23/09
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Remarks From the SIFMA Compliance & Legal Division's Annual Seminar
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