finra

Mary L. Schapiro
Former Chief Executive Officer

December 18, 2008 -   Remarks with President-Elect Obama
October 23, 2008 -   Remarks From the FINRA Fall Securities Conference
October 21, 2008 -   Remarks From the ACLI Annual Conference
October 14, 2008 -   Remarks From the Ethics and Leadership Lecture at Dominican University
September 22, 2008 -   Remarks From the SEC's Third Annual Senior Summit
June 26, 2008 -   Remarks From the Women in Housing and Finance Luncheon
March 07, 2008 -   Remarks From the CCOutreach BD National Seminar
February 08, 2008 -   Remarks From the William O. Douglas Award Presentation at ASECA Annual Dinner
November 09, 2007 -   Remarks From the SIFMA Annual Meeting
October 11, 2007 -   Remarks From the FINRA Fall Securities Conference
September 26, 2007 -   Remarks From the Distinguished Speaker Series, Georgetown University McDonough School of Business
September 10, 2007 -   Remarks From the SEC Seniors Summit
June 20, 2007 -   Remarks From The Exchequer Club
May 17, 2007 -   Testimony Before the Senate Banking Committee Hearing on Regulatory Consolidation
May 11, 2007 -   Remarks From the ICI General Membership Meeting
May 07, 2007 -   Remarks From the NASD Foundation-Tuck School of Business Symposium on Marketing Investor Education
March 26, 2007 -   Remarks From the SIFMA Compliance and Legal Division's 38th Annual Seminar
March 14, 2007 -   Remarks From the U.S. Chamber of Commerce
December 01, 2006 -   Remarks From the Women's Leadership Program at The Wharton Club of DC
November 28, 2006 -   Remarks From the Securities and Exchange Commission News Conference Regarding NASD and NYSE Regulatory Consolidation
November 16, 2006 -   Remarks From the NASD Fall Securities Conference
November 09, 2006 -   Remarks From the SIFMA Launch Meeting 2006
October 12, 2006 -   Remarks From the STA 73rd Annual Conference & Business Meeting
September 18, 2006 -   Remarks From the NASAA Annual Conference
August 04, 2006 -   Remarks From the 2006 Annual Meeting of the Certified Financial Planner Board of Standards, Inc.
July 17, 2006 -   Remarks From the SEC Seniors Summit
March 20, 2006 -   Remarks From the SIA Compliance & Legal Division Annual Conference
November 17, 2005 -   Testimony Before the Senate Committee on Banking, Housing and Urban Affairs on Military Sales
September 23, 2005 -   Remarks From the SIA Mutual Fund Reform Conference
May 25, 2005 -   Remarks From the 2005 NASD Spring Securities Conference
April 04, 2005 -   Remarks From the SIA Compliance & Legal Division Conference
October 14, 2004 -   Remarks From the 2004 NASD Fall Securities Conference
September 30, 2004 -   Testimony Before the United States Senate Committee on Government Affairs Subcommittee on Financial Management, The Budget, and International Security Hearing to Review 529 College Savings Plans
May 12, 2004 -   Remarks From the 2004 NASD Spring Securities Conference
March 22, 2004 -   Remarks From the SIA Compliance & Legal Conference, Phoenix, AZ
March 10, 2004 -   Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: The Regulatory Landscape
November 06, 2003 -   Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises House Financial Services Committee Hearing on Mutual Fund Trading Abuses
November 03, 2003 -   Testimony Before the Subcommittee on Financial Management, the Budget and International Security Senate Committee on Government Affairs Hearing on Mutual Fund Trading Abuses
June 05, 2003 -   Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises On H.R. 2179 (Securities Fraud Deterrence and Investor Restitution Act)
May 01, 2003 -   Remarks From the 2003 NASD Spring Securities Conference
April 09, 2003 -   Remarks From the SIA C&L Annual Seminar, Lake Buena Vista, FL
February 04, 2003 -   Remarks From The Bond Market Association's Eighth Annual Legal & Compliance Conference, New York, NY
October 22, 2002 -   Remarks From the NASD Fall Securities Conference, San Diego, CA
April 23, 2002 -   Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
April 09, 2002 -   Remarks From the 2002 SIA Research and Regulation Conference, New York, NY
November 13, 2001 -   Remarks From the A. A. Sommer Lecture - Fordham Law School, New York, NY
October 12, 2000 -   Remarks From the STA Annual Conference, Boca Raton, Florida
April 26, 2000 -   Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
October 22, 1999 -   Remarks From the NASD Regulation Fall Securities Conference, Seattle, Washington
September 16, 1999 -   Testimony Before the Permanent Subcommittee on Investigations Senate Committee on Governmental Affairs on the Securities Day Trading Industry
May 04, 1999 -   Remarks From the Society of American Business Editors and Writers' (SABEW) 36th Annual Conference
February 25, 1999 -   Remarks From the ASECA's 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman
November 17, 1998 -   Remarks From the ASECA.s 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman, Washington, DC
November 05, 1998 -   Remarks From the NASD Regulation Fall Securities Conference, San Francisco, California
November 06, 1997 -   Remarks From the NASD Regulation Fall Securities Conference, Phoenix, Arizona
October 16, 1997 -   Presentation Before the Bond Market Association
September 25, 1997 -   Remarks From the District 7 Compliance Seminar, Atlanta, Georgia
March 18, 1997 -   Remarks From the SIA Compliance & Legal Conference, Orlando, Florida
March 11, 1997 -   Remarks From the SIA Securities Industry Institute
November 07, 1996 -   Remarks From the American Association of Certified Public Accountants Conference of Banks and Savings Institutions on Strengthening Corporate Governance
May 16, 1996 -   Remarks From the Spring Securities Conferences on NASDR "Best Practices"
April 29, 1996 -   Remarks From the NASAA Spring Conference on New Beginnings: Developing the Regulatory Partnership
April 03, 1996 -   Remarks From the Owen Distinguished Lecture Series at Vanderbilt University