finra

Mary L. Schapiro
Former Chief Executive Officer

12/18/08   Remarks with President-Elect Obama
10/23/08   Remarks From the FINRA Fall Securities Conference
10/21/08   Remarks From the ACLI Annual Conference
10/14/08   Remarks From the Ethics and Leadership Lecture at Dominican University
9/22/08   Remarks From the SEC's Third Annual Senior Summit
6/26/08   Remarks From the Women in Housing and Finance Luncheon
3/7/08   Remarks From the CCOutreach BD National Seminar
2/8/08   Remarks From the William O. Douglas Award Presentation at ASECA Annual Dinner
11/9/07   Remarks From the SIFMA Annual Meeting
10/11/07   Remarks From the FINRA Fall Securities Conference
9/26/07   Remarks From the Distinguished Speaker Series, Georgetown University McDonough School of Business
9/10/07   Remarks From the SEC Seniors Summit
6/20/07   Remarks From The Exchequer Club
5/17/07   Testimony Before the Senate Banking Committee Hearing on Regulatory Consolidation
5/11/07   Remarks From the ICI General Membership Meeting
5/7/07   Remarks From the NASD Foundation-Tuck School of Business Symposium on Marketing Investor Education
3/26/07   Remarks From the SIFMA Compliance and Legal Division's 38th Annual Seminar
3/14/07   Remarks From the U.S. Chamber of Commerce
12/1/06   Remarks From the Women's Leadership Program at The Wharton Club of DC
11/28/06   Remarks From the Securities and Exchange Commission News Conference Regarding NASD and NYSE Regulatory Consolidation
11/16/06   Remarks From the NASD Fall Securities Conference
11/9/06   Remarks From the SIFMA Launch Meeting 2006
10/12/06   Remarks From the STA 73rd Annual Conference & Business Meeting
9/18/06   Remarks From the NASAA Annual Conference
8/4/06   Remarks From the 2006 Annual Meeting of the Certified Financial Planner Board of Standards, Inc.
7/17/06   Remarks From the SEC Seniors Summit
3/20/06   Remarks From the SIA Compliance & Legal Division Annual Conference
11/17/05   Testimony Before the Senate Committee on Banking, Housing and Urban Affairs on Military Sales
9/23/05   Remarks From the SIA Mutual Fund Reform Conference
5/25/05   Remarks From the 2005 NASD Spring Securities Conference
4/4/05   Remarks From the SIA Compliance & Legal Division Conference
10/14/04   Remarks From the 2004 NASD Fall Securities Conference
9/30/04   Testimony Before the United States Senate Committee on Government Affairs Subcommittee on Financial Management, The Budget, and International Security Hearing to Review 529 College Savings Plans
5/12/04   Remarks From the 2004 NASD Spring Securities Conference
3/22/04   Remarks From the SIA Compliance & Legal Conference, Phoenix, AZ
3/10/04   Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: The Regulatory Landscape
11/6/03   Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises House Financial Services Committee Hearing on Mutual Fund Trading Abuses
11/3/03   Testimony Before the Subcommittee on Financial Management, the Budget and International Security Senate Committee on Government Affairs Hearing on Mutual Fund Trading Abuses
6/5/03   Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises On H.R. 2179 (Securities Fraud Deterrence and Investor Restitution Act)
5/1/03   Remarks From the 2003 NASD Spring Securities Conference
4/9/03   Remarks From the SIA C&L Annual Seminar, Lake Buena Vista, FL
2/4/03   Remarks From The Bond Market Association's Eighth Annual Legal & Compliance Conference, New York, NY
10/22/02   Remarks From the NASD Fall Securities Conference, San Diego, CA
4/23/02   Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
4/9/02   Remarks From the 2002 SIA Research and Regulation Conference, New York, NY
11/13/01   Remarks From the A. A. Sommer Lecture - Fordham Law School, New York, NY
10/12/00   Remarks From the STA Annual Conference, Boca Raton, Florida
4/26/00   Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
10/22/99   Remarks From the NASD Regulation Fall Securities Conference, Seattle, Washington
9/16/99   Testimony Before the Permanent Subcommittee on Investigations Senate Committee on Governmental Affairs on the Securities Day Trading Industry
5/4/99   Remarks From the Society of American Business Editors and Writers' (SABEW) 36th Annual Conference
2/25/99   Remarks From the ASECA's 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman
11/17/98   Remarks From the ASECA.s 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman, Washington, DC
11/5/98   Remarks From the NASD Regulation Fall Securities Conference, San Francisco, California
11/6/97   Remarks From the NASD Regulation Fall Securities Conference, Phoenix, Arizona
10/16/97   Presentation Before the Bond Market Association
9/25/97   Remarks From the District 7 Compliance Seminar, Atlanta, Georgia
3/18/97   Remarks From the SIA Compliance & Legal Conference, Orlando, Florida
3/11/97   Remarks From the SIA Securities Industry Institute
11/7/96   Remarks From the American Association of Certified Public Accountants Conference of Banks and Savings Institutions on Strengthening Corporate Governance
5/16/96   Remarks From the Spring Securities Conferences on NASDR "Best Practices"
4/29/96   Remarks From the NASAA Spring Conference on New Beginnings: Developing the Regulatory Partnership
4/3/96   Remarks From the Owen Distinguished Lecture Series at Vanderbilt University