| Mary L. Schapiro |
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6/26/08
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Remarks From the Women in Housing and Finance Luncheon
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3/7/08
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Remarks From the CCOutreach BD National Seminar
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2/8/08
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Remarks From the William O. Douglas Award Presentation at ASECA Annual Dinner
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11/9/07
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Remarks From the SIFMA Annual Meeting
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10/11/07
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Remarks From the FINRA Fall Securities Conference
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9/26/07
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Remarks From the Distinguished Speaker Series, Georgetown University McDonough School of Business
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9/10/07
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Remarks From the SEC Seniors Summit
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6/20/07
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Remarks From The Exchequer Club
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5/17/07
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Testimony Before the Senate Banking Committee Hearing on Regulatory Consolidation
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5/11/07
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Remarks From the ICI General Membership Meeting
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5/7/07
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Remarks From the NASD Foundation-Tuck School of Business Symposium on Marketing Investor Education
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3/26/07
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Remarks From the SIFMA Compliance & Legal Division's 38th Annual Seminar
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3/14/07
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Remarks From the U.S. Chamber of Commerce
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12/1/06
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Remarks From the Women's Leadership Program at The Wharton Club of DC
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11/28/06
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Remarks From the Securities and Exchange Commission News Conference Regarding NASD and NYSE Regulatory Consolidation
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11/9/06
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Remarks From the SIFMA Launch Meeting 2006
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10/12/06
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Remarks From the STA 73rd Annual Conference & Business Meeting
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9/18/06
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Remarks From the NASAA Annual Conference
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8/4/06
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Remarks From the 2006 Annual Meeting of the Certified Financial Planner Board of Standards, Inc.
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7/17/06
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Remarks From the SEC Seniors Summit
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3/20/06
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Remarks From the SIA Compliance & Legal Division Annual Conference
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11/17/05
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Testimony Before the Senate Committee on Banking, Housing and Urban Affairs on Military Sales
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9/23/05
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Remarks From the SIA Mutual Fund Reform Conference
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5/25/05
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Remarks From the 2005 NASD Spring Securities Conference
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4/4/05
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Remarks From the SIA Compliance & Legal Division Conference
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10/14/04
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Remarks From the 2004 NASD Fall Securities Conference
Remarks From the 2004 NASD Fall Securities Conference Remarks From the Bond Market Association, New York, NY
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9/30/04
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Testimony Before the United States Senate Committee on Government Affairs Subcommittee on Financial Management, The Budget, and International Security Hearing to Review 529 College Savings Plans
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5/12/04
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Remarks From the 2004 NASD Spring Securities Conference
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3/22/04
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Remarks From the SIA Compliance & Legal Conference, Phoenis, AZ
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3/10/04
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Testimony Before the United States Senate Committee on Banking, Housing, and Urban Affairs Hearing to Review Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: The Regulatory Landscape
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11/6/03
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Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises House Financial Services Committee Hearing on Mutual Fund Trading Abuses
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11/3/03
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Testimony Before the Subcommittee on Financial Management, the Budget and International Security Senate Committee on Government Affairs Hearing on Mutual Fund Trading Abuses
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6/5/03
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Testimony Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises On H.R. 2179 (Securities Fraud Deterrence and Investor Restitution Act)
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5/1/03
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Remarks From the 2003 NASD Spring Securities Conference
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4/9/03
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Remarks From the SIA C&L Annual Seminar, Lake Buena Vista, FL
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2/4/03
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Remarks From The Bond Market Association's Eighth Annual Legal & Compliance Conference, New York, NY
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10/22/02
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Remarks From the NASD Fall Securities Conference, San Diego, CA
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4/23/02
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Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
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4/9/02
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Remarks From the 2002 SIA Research and Regulation Conference, New York, NY
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11/13/01
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Remarks From the A. A. Sommer Lecture - Fordham Law School, New York, NY
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10/12/00
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Remarks From the STA Annual Conference, Boca Raton, Florida
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4/26/00
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Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
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10/22/99
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Remarks From the NASD Regulation Fall Securities Conference, Seattle, Washington
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9/16/99
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Testimony Before the Permanent Subcommittee on Investigations Senate Committee on Governmental Affairs on the Securities Day Trading Industry
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5/4/99
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Remarks From the Society of American Business Editors and Writers' (SABEW) 36th Annual Conference
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2/25/99
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Remarks From the ASECA's 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman
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11/17/98
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Remarks From the ASECA.s 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman, Washington, DC
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11/5/98
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Remarks From the NASD Regulation Fall Securities Conference, San Francisco, California
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11/6/97
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Remarks From the NASD Regulation Fall Securities Conference, Phoenix, Arizona
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10/16/97
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Presentation Before the Bond Market Association
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9/25/97
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Remarks From the District 7 Compliance Seminar, Atlanta, Georgia
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3/18/97
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Remarks From the SIA Compliance & Legal Conference, Orlando, Florida
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3/11/97
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Remarks From the SIA Securities Industry Institute
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11/7/96
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Remarks From the American Association of Certified Public Accountants Conference of Banks and Savings Institutions on Strengthening Corporate Governance
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5/16/96
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Remarks From the Spring Securities Conferences on NASDR "Best Practices"
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4/29/96
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Remarks From the NASAA Spring Conference on New Beginnings: Developing the Regulatory Partnership
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4/3/96
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Remarks From the Owen Distinguished Lecture Series at Vanderbilt University
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