Proceeding Number		Date
C3B010016		12/30/02		Hearing Panel Decision in Department of Enforcement v. Magellan Securities, Inc. and Terry M. Laymon
C10000122		12/20/02		Hearing Panel Decision in Department of Enforcement v. Vincent J. Puma
C3A020013		12/20/02		Hearing Panel Decision in Department of Enforcement v. Joseph J. Vastano, Jr.
C02020014		12/13/02		Hearing Panel Decision in Department of Enforcement v. Young Min Kim
C04020006		12/13/02		Hearing Panel Decision in Department of Enforcement v. Curtis W. Triggs, Jr.
C3A020020		11/6/02		Hearing Panel Decision in Department of Enforcement v. Stephanie Ann Dixon
C01010009		11/5/02		Hearing Panel Decision in Department of Enforcement v. Chris Dinh Hartley
C01010018		10/7/02		Hearing Panel Decision in Department of Enforcement v. Brendan Conley Walsh
C01020003		9/24/02		Hearing Panel Decision in Department of Enforcement v. Martin Herbert Meckler
C9B020016		9/17/02		Hearing Panel Decision in Department of Enforcement v. Michael K. Kalmaer
C06010025		9/13/02		Hearing Panel Decision in Department of Enforcement v. Arlie R. Horn, Jr. and Lindsay A. Byrum
C02010041		9/5/02		Hearing Panel Decision in Department of Enforcement v. Anthony H. Barkate
C01010017		8/13/02		Hearing Panel Decision in Department of Enforcement v. James Richard Wamsley
C07010100		8/13/02		Hearing Panel Decision in Department of Enforcement v. David William Haburjak
C8A010048		8/5/02		Hearing Panel Decision in Department of Enforcement v. Christian W. Baker
C9B010041		7/9/02		Hearing Panel Decision in Department of Enforcement v. James B. Moran
C01000003		7/9/02		Hearing Panel Decision in Department of Enforcement v. U.S. Rica Financial, Inc. and Vinh Huu Nguyen
C07010091		7/8/02		Hearing Panel Decision in Department of Enforcement v. Luis G. Sarmiento
C8A010060		6/12/02		Hearing Panel Decision in Department of Enforcement v. Ellen M. Aleshire
C07010084		5/31/02		Hearing Panel Decision in Department of Enforcement v. Forrest G. Harris
C07010095		5/6/02		Hearing Panel Decision in Department of Enforcement v. Patrick H. Smith
CAF010009		5/3/02		Hearing Panel Decision in Department of Enforcement v. Dane Stephen Faber
C8A010063		3/26/02		Hearing Panel Decision in Department of Enforcement v. Bobby R. Turner, Jr.
C05010033		3/25/02		Hearing Panel Decision in Department of Enforcement v. Michael G. Grimes
C05010017		3/4/02		Hearing Panel Decision in Department of Enforcement v. James S. Davenport