FINRA - Regulatory Systems - Web CRD Ad Hoc Reports Fee Schedule

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Printer-Friendly Web CRD Ad Hoc Reports Fee Schedule

Web CRD constituents may choose to request a report or set of data that is not available through the standard reports library. For additional information, please refer to Chapter 11 of the User’s Guide. Or, a constituent may need a report that is available through the standard library as a download, but he/she is not familiar with the procedures for downloading and manipulating a delimited file. Such a report/dataset is called an ad hoc report.

An Ad Hoc Report can be customized by the requestor, within policy limits established by FINRA, to include a variety of data elements and will be delivered in the format requested by the constituent.

There is a fee schedule associated with production and delivery of Web CRD Ad Hoc Reports. It was developed so that resource, production, system, and maintenance costs involved could be recovered by FINRA. The current fee schedule is as follows:

Web CRD Ad Hoc Report Fee Schedule
Effective 1/1/2001

Existing	Ad Hoc Report already exists and will be rerun for current request.	$240
Basic	New Ad Hoc Report must be written and will take up to 3 hours to complete.	$360
Intermediate	New Ad Hoc Report must be written and will take up to 4 hours to complete.	$480
Advanced	New Ad Hoc Report must be written and will take up to 5 hours to complete.	$600
Complex	New Ad Hoc Report must be written and will take more than 5 hours to complete.	$120/hour

If you have any questions or require additional information, contact the Gateway Call Center at (301) 869-6699 or send an email.