|
|
 |
|
|
Last Updated: 4/24/08
FINRA Contact System (FCS) - Instructions & Help |
FINRA rules require that you update or confirm the information on record for some positions (Exec Rep, AML, BCP, etc.) on an annual basis. However, you should update your firm's contact information within 30 days whenever changes occur. The Program Details page provides additional information, including links to related rules and Notices.
Logging into the FINRA Contact System (FCS)
You must be a properly entitled staff member of a FINRA member firm in order to access FCS. If you are not, please see your firm's Account Administrator, who can update FCS on your behalf and/or grant you access to the Contact System. Please note that your firm must have a FINRA "Approved" status before you can complete any updates to FCS. If your firm has a FINRA "Pending" status, you must wait until the status becomes "Approved" before updating FCS.
To log into the FINRA Contact System, do the following:
- Go to the FCS Login Page: https://regfiling.finra.org/contacts/ncs_contacts.aspx.
- When prompted, enter your FINRA Entitlement login information.
- If you have forgotten your login information or cannot login successfully, please contact your firm's Account Administrator for assistance. If you are the Account Administrator, please call the FINRA Call Center at (301) 869-6699.
- Upon successful login, your firm’s status page will be displayed.
FCS Guides
Each guide will provide you with step-by-step instructions on how to complete each section in FCS, please select the appropriate guide below:
Frequently Asked Questions
Browse/ search our FAQ database for additional information.
Additional Assistance
To obtain additional assistance regarding the FINRA Contact System FCS:
- Call the FINRA Gateway Call Center at (301) 869-6699.
- Send us an email.
|
