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FINRA Entitlement Program

Home > Regulatory Systems > FINRA Entitlement Program > Entitlement Help & Training
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Last Updated: 8/18/06

Help & Training on Entitlement

Reference these resources to understand the process and features of the FINRA Entitlement Program:

  • FINRA Entitlement Account Administration Frequently Asked Questions (FAQs) — On this page are answers to questions on all aspects of Account Administration, from becoming an Account Administrator, to the roles and responsibilities of an Account Administrator, to deleting and/or replacing an Account Administrator at your organization.

  • FINRA Entitlement Account Administrators Web Tutorial — This comprehensive Web tutorial for account administrators is adjustable to a pace that works for you. Also, you have the choice of proceeding through the entire tutorial or selecting topics of interest to you.

Contact the Gateway Call Center: 

  • FINRA Member & Non-Member Firms: 301-869-6699
  • Investment Adviser (IA) Firms: 240-386-4848