FINRA Entitlement Program

The FINRA Entitlement Program provides a secure way to access participating Web-based systems with a shared entitlement service. This service provides authorized users the ability to access these systems with a single FINRA User ID and Password. Currently, there are more than 20 FINRA applications available via this shared entitlement platform and more applications will be added in the future.

 

There are resources offered on this page regarding the FINRA Entitlement Program and the tools and systems available to both Account Administrators and system users.

 

• Announcements
• Systems/Applications Information
• FINRA Entitlement Program Agreement & Terms of Use
• Forms & Confirmation Packets

  • FINRA Entitlement Agreement (FEA)

  • Account Administrator Entitlement Forms (AAEF)

  • FINRA Entitlement Modification Forms

  • FINRA Entitlement Confirmation Packet

  • IARD Entitlement Forms & Packets

• Entitlement Help & Training

 

Questions about FINRA Entitlement? 

 

Contact the Gateway Call Center: 

• FINRA Member & Non-member Firms: (301) 869-6699
• Investment Adviser (IA) Firms: (240) 386-4848