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Printer-Friendly Firm Gateway

A New, Easy Way to Access FINRA Regulatory Applications

As part of our commitment to helping firms meet their regulatory obligations, we've developed the Firm Gateway — a new tool that provides consolidated access to FINRA applications and timely information relevant to your firm. 

(With your existing user name and password) Need additional information? Refer to our information sheet Take an online tour

The Firm Gateway provides:

• One place for regulatory filing and reporting needs
• One-click access to common tasks and useful resources
• An at-a-glance view of important filing dates, tasks, events and upcoming rule changes
• A consolidated view of regulatory forms and filings

The applications and filings that firms can access through the Firm Gateway include: Web CRD, IARD, OATS, Report Center and virtually all electronic regulatory filing applications, including FOCUS, FINRA Contact System and 3070 Customer Complaints. The Firm Gateway will incorporate additional applications in future releases.

If you have questions or require technical assistance, please contact the FINRA Call Center at (301) 869-6699.