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Regulation NMS

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Printer-Friendly Regulation NMS Member Alerts

• Notice of NASD Hotline for Regulation NMS Questions (7/5/07)
  
  
• Guidance Relating to "Execution Time" for Purposes of Compliance with NASD Trade Reporting Rules (6/13/07)
  
  
• Exemptive Relief from Certain Trade Reporting Requirements Related to Regulation NMS (5/21/07)
  
  
• NASD Reminds Members That the SEC's "One Percent Rule" Requirements Apply to NASDAQ-listed Securities (4/25/07)
  
  
• Notice of ADF-Related NYSE Rule Change and Exemption Request (3/2/07)
  
  
• Notice of Regulation NMS-Related Market Structure Changes (2/23/07)