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Regulation NMS

Home > Regulatory Systems > Regulation NMS > Notice to Members
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Regulation NMS Notices to Members

  • NTM 07-23: NASD Trade Reporting Requirements Related to Regulation NMS

  • NTM 06-67: SEC Approves Amendments to NASD Rules to Align Them with Regulation NMS; Effective Date: Regulation NMS Trading Phase Date, Currently Scheduled to Occur February 5, 2007