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Printer-Friendly MSRB G-36 Report Card

This report card was created for member firms that underwrite municipal securities. The MSRB G-36 Report Card provides, on a quarterly basis, an assessment of compliance with the Municipal Securities Rulemaking Board's (MSRB) Rule G-36, which requires the complete and timely filing by the underwriters of new (and changed) issue municipal securities. The G-36 Filing Summary Statistics Report Card contains high-level information about a firm's G-36 filing activities for the current quarter and three most recent previous quarters, if reports are available for those time periods.

The report card allows you to:

• View summary filing information for the most recent four quarters
• Drill down by quarter for a more detailed view of filings by required or exempt status
• Download report card data directly into Microsoft Excel
• Receive automatic notifications when updated report cards are available

More information on MSRB Rule G-36.

Note: All filing information contained in this report has been provided by the MSRB and its accuracy has not been verified by FINRA. If inaccuracies are discovered or you have questions regarding the content of this specific report, please contact FINRA Member Regulation at (202) 728-8133.

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