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Printer-Friendly TRACE Quality of Markets Report Card

This report card, published on a monthly basis, shows the number of late trades that a member firm reported to the Trade Reporting and Compliance Engine (TRACE). The report includes the performance of the industry overall and of peer groups, so that you may see how your firm is doing in comparison with others. The report card allows you to download report card data directly into Microsoft Excel and receive automatic notifications when updated report cards are available. An example of this report card is included below.

Screenshot of TRACE Report Card

Note: Member firms should make no inference that the staff of FINRA has or has not determined that the information contained on the TRACE Quality of Markets Report Card does or does not constitute rule violations.

For questions or help, contact the Report Center administrator.