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Webcast Usage Report

FINRA's webcasts are provided at no cost to brokers and other securities firm personnel who are interested in learning more about industry issues. These brief online tutorials are available on-demand and take less than 10 minutes to complete. This monthly report allows training managers to view and download a list of employees at their firm who have registered for and viewed a FINRA webcast.

 

Accessing the Report

In order to receive this report through the Report Center, your firm must be a FINRA member with access to the Report Center.


Using the Report Effectively

In order for webcast viewing activity to be accurately tracked, it is critical that you instruct your users to fill out the registration form that appears prior to viewing the webcast. When they fill out this information, they must include your firm's CRD number (not the 7-digit number assigned to each registered representative). If this information is not included, the user will not be included on your firm's report.


Report Details

The Webcast Usage Report is published on a monthly basis, and contains a list of the individuals who completed the webcast registration information (including the firm's CRD number) and viewed any portion of a webcast during that month. All individuals who register and enter their firm's CRD number will have their activity displayed in the report for the month that they viewed the webcast.

 

If an individual viewed a webcast but does not appear on the report, he/she has most likely either entered an incorrect firm CRD number or left the Firm CRD Number field of the registration screen blank. The individual should update his/her registration information and view the webcast again, in order to appear on the firm's report for the following month. Report Center users who have not opted out of notifications will receive an email indicating when new Webcast Usage reports have been published. The table below provides a reference description for all of the elements found in the Webcast Usage Report.

 

Term Description
Firm Views by Webcast
Current Month For each webcast viewed by the firm, this is the number of views by employees of the firm of the webcast in the month for which the report was published.
Cumulative For each webcast viewed by the firm, this is the total number of views by employees of the firm of the webcast from the release of the webcast through the current month.
Total Views of Webcast This row contains a count of the total number of views by employees of the firm of all webcasts listed above by current month and cumulatively.

 

Report Details
Webcast Viewed This is the name of the webcast the individual viewed.
Email Address This is the email address provided by the individual during registration for the webcast.
First Name This is the first name provided by the individual during registration for the webcast.
Last Name This is the last name provided by the individual during registration for the webcast.
Date Viewed This is the date the individual viewed the webcast. If the individual viewed the webcast more than once during the month, this is the latest date the individual viewed the webcast.
Minutes Viewed This is the time, in minutes, that the webcast played on the individual's computer. Please note: this time could be greater than the total time of the webcast if the user rewound and replayed any portion of the webcast or viewed the webcast more than once during the month.
Sections in Webcast This is the total number of sections in the webcast.
Sections Completed This column contains a list of the sections of the webcast that the individual viewed completely.

 


Note: The viewer data contained in the report is derived directly from information entered by the viewer during registration and as a result FINRA cannot attest to the accuracy of the data. Use of the Webcast Usage Report does not ensure that the Firm will be found to comply with any FINRA or other related regulation.

 

For questions or help, contact the Report Center administrator.