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April 18, 2008
As stated in the notice of August 15, 2007, firms using the TRACE Web application to submit trade reports are required to update their bookmarks to reflect the new URL: https://www.finratrace.org. Please be aware effective close of business today, the old URL https://www.nasdtrace.com will be retired, therefore firms must update to the new URL immediately.
 
If you have any questions on updating bookmarks, please contact Orlando Cortes, FINRA Product Management at (212) 858-5143.

September 25, 2007 - 2:20 p.m. ET

Further to the problem encountered this morning, some firms that submit trade reports via the DTCC's RTTM system may not have received acknowledgments from TRACE between 10:17 a.m. and 11:50 a.m. TRACE experienced problems processing trades received through the RTTM interface during that time. RTTM clients are not required to resubmit trades originally submitted during that time period as the DTCC has retransmitted the affected trade reports to TRACE. RTTM clients should ensure that all trade reports have been accepted and that there are no duplicate reports.

We apologize for any inconvenience. If you have any questions concerning this issue, please contact FINRA Operations at (866) 776-0800.

September 25, 2007 - 10:50 a.m. ET

Firms submitting trades into TRACE via CTCI may have experienced reporting problems this morning. As of 10:25 a.m., the issue has been resolved. It is recommended that firms check that their trade reports submitted prior to 10:25 a.m. were acknowledged from TRACE with the appropriate CTCI acceptance message. Alternatively, firms can also check all their submissions on the TRACE Web browser via the Trade Scan function. Firms that report using TRACE Web or through the DTCC RTTM system were unaffected by this issue.

We apologize for any inconvenience. If you have any questions concerning this issue, please contact FINRA Operations at (866) 776-0800.

August 15, 2007

Important Notice for TRACE Web Users

Please be advised that effective Monday August 20 2007, the Uniform Resource Locator (URL) for the TRACE Web trade reporting application will be modified to  https://www.finratrace.org to coincide with the new organization's name. Users that have the TRACE site bookmarked are encouraged to amend the URL accordingly. The URL https://www.nasdtrace.com will continue to access the TRACE site for a short period of time, then will be decommissioned. There is no impact to users' digital certificates used to access the TRACE site. Trade reporting functionality available on the Web site also remains unaffected.

If you have any questions, please contact FINRA Operations at (866) 776-0800 or FINRA Product Management at (212) 858-5143 or (212) 858-4066.